If you have not passed the series 7 or will not be taking the series 7 exam you must take the series 65 exam. Privacy Policy | Terms of Service. Find out more about how we use your information in our Privacy Policy and Cookie Policy. Pass  our Greenlight guaranteed practice exam & we guarantee you’ll pass your exam – or your money back!*. In order for a candidate to pass the Series 66 Exam, he/she must correctly answer at least 73 of the 100 scored questions. Additionally, many candidates find the material tested on the series 65 exam to be a bit more interesting and straight forward than some of the topics tested on the series 66 exam. All candidates must be sponsored to take the series 7 exam. This is a bit different than the 7. To ensure the best experience, please update your browser. Take your time. You can change your choices at any time by visiting Your Privacy Controls. You can read the material in about 20 hours to really absorb the info. Upon passing the series 65 the agent may represent an investment adviser and receive fee based compensation. To enable Verizon Media and our partners to process your personal data select 'I agree', or select 'Manage settings' for more information and to manage your choices. Oh no! There are several key differences between the series 65 and series 66 exams. So is the series 65 or 66 exam right for you? (Seriously. Even though the topics may seem similar to what you studied for Series 7, those topics are tested very differently on Series 66. The series 66 is the uniform combined state law exam and qualifies a candidate to represent both an investment adviser and a broker dealer. The exam consists of 100 scored questions. Series 66 Exam Prep Classes and Study Materials. Pass Your FINRA Exam Guaranteed Or Your Money Back With Our Greenlight Guarantee. While the series 65 is a larger test the passing score is only 72%. divide 72 by the interest rate to find the number of years to double investment; number appearing most frequently in a group, (Actual return - RF) - (beta x [market return - RF]), State IAs deliver initial brochure, or 5-day withdrawal without penalty, Notification to Administrator that IA's net worth is insufficient (send details the following business day), maximum and minimum offering prices and underwriting discounts on file for coordination, securities or funds received by non-custody IA must be returned to client, 3rd party checks received by non-custody IA must be forwarded to the 3rd party (USA only), penalty-free cancellation of IA contract if brochure not delivered at least 48 hours in advances (USA only), Time limit for mutual fund to redeem shares, SEC can summarily suspend trading in a security, Investment advisers may use oral discretion, Latest date for a Coverdell ESA contribution, Cooling off period under Securities Act of 1933. STC USA helps you to prepare for your Unspecified License Type exam I would recommend you spend at least 40-50 hours total to study. The series 66 exam is 100 questions with a time limit of 150 minutes and a passing score of 73%. Keep in mind that while the series 66 has fewer questions than the series 65 the passing score is slightly higher. Learn vocabulary, terms, and more with flashcards, games, and other study tools. The Solomon Series 66 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam.Comprehensive and continually updated, the Solomon Series 66 Study Guide has helped thousands pass their exam. The questions on the series 66 exam focus on the following areas: Economic Factors and Business Information – 5 Questions; Investment Vehicle Characteristics – 15 Questions total dollars invested/number of shares purchased, income plus gain or loss/original investment. Also minimum time Administrator, State registration or withdrawal of securities professionals effective, maximum residency under snowbird exemption, time limit within which rescission must be accepted or rejected, New issues eligible for margin once owned this long, Days after end of each quarter to file Form 10-Q, Federal registration of BDs and IAs effective, Days after end of each quarter to file Form 13F, Withdrawal of federal covered adviser on ADV-W, time limit to appeal an order under both state and federal law, maximum termination clause with mutual fund adviser, after end of fiscal year, IA must file annual updating amendment, State IA with AUM at $110 million or above, must register with SEC, maximum time letter of intent (LOI) backdated, SEC, with notice to U.S. President, can suspend all trading on an exchange, Maturity of T-Bill most commonly used as the risk free rate, Annual delivery or an adviser brochure to clients (if material changes), Time limit for an IA who expects to reach the required AUM to register with the SEC, SEC IA with AUM below $90 million must register with state(s), alternative valuation date for estate taxes, Maximum time to complete a letter of intent, Maximum maturity of any holding in money market mutual fund, time period for most records to be kept by BDs, time period for investment adviser recordkeeping. Kaplan Financial Education's securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the NASAA Series 66 Exam, Uniform Combined State Law Examination. The series 65 is a 130 question test with a time limit of 180 minutes and a passing score is a 72%. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms. The series 66 is a combination of the series 63 exam and the series 65 exam. We’re with you every step of the way, from the time you purchase until the time you pass our trusted experts are here to answer all of your questions! B2B Website Developed by SmartSites, In this article we are going to review everything you …, In this article we are going to review a significant …, For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with, How to Ace Equity Securities on the SIE exam. Used STC book. However, the series 7 exam is the co-requisite for the series 66 exam and a candidate who has passed the series 66 exam may not conduct any business until they have passed the series 7 exam. Information about your device and internet connection, including your IP address, Browsing and search activity while using Verizon Media websites and apps. There are no pre requisites for taking the series 65 exam and the candidate does not need to be sponsored by a FINRA member firm to take the test. The series 66 is a combination of the series 63 exam and the series 65 exam. So which exam is right for you?If you have passed the series 7 exam and have not taken the series 63 exam, the series 66 may be the right exam to take. Yahoo is part of Verizon Media. Just passed the series 66 today. And, regardless of what kind of test-taker you are, we prepare all of our Series 66 studiers with everything they need to pass the first time. For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with  industry leading pass rates! It looks like your browser needs an update. We and our partners will store and/or access information on your device through the use of cookies and similar technologies, to display personalised ads and content, for ad and content measurement, audience insights and product development.